Justia U.S. 10th Circuit Court of Appeals Opinion Summaries

In April 2023, Colorado Governor Jared Polis signed a law raising the minimum age for purchasing firearms in Colorado from 18 to 21. The law was set to take effect on August 7, 2023. Plaintiffs, including two individuals and a firearms advocacy group, filed a lawsuit in federal court seeking a preliminary injunction to prevent the law from taking effect. The district court granted the injunction on the day the law was to take effect, halting its enforcement. Governor Polis appealed the decision.The United States District Court for the District of Colorado initially found that the plaintiffs had standing, except for the advocacy group, and determined that the plaintiffs were likely to succeed on the merits of their Second Amendment challenge. The court concluded that the law was not consistent with the nation's historical tradition of firearms regulation and that the plaintiffs would suffer irreparable harm without the injunction. Governor Polis appealed the district court's decision, arguing that the plaintiffs lacked standing and that the law was consistent with historical firearm regulations.The United States Court of Appeals for the Tenth Circuit reviewed the case and reversed the district court's decision. The Tenth Circuit held that the plaintiffs did not demonstrate a substantial likelihood of success on the merits of their Second Amendment claim. The court found that the law was a presumptively lawful regulation imposing conditions on the commercial sale of firearms, which did not fall within the scope of the Second Amendment's protections. The court also determined that the plaintiffs did not establish irreparable harm and that the balance of harms and public interest favored the enforcement of the law. Consequently, the Tenth Circuit remanded the case with instructions to dissolve the preliminary injunction. View "Rocky Mountain Gun Owners v. Polis" on Justia Law

The plaintiff, a transgender woman, was diagnosed with gender dysphoria and prescribed hormone replacement therapy (HRT) while detained at the Oklahoma County jail. After being transferred to the Oklahoma Department of Corrections (ODOC), she continued her HRT regimen. However, upon her transfer to the Dick Conner Correctional Center, a staff psychologist evaluated her and concluded she did not have gender dysphoria. Based on this evaluation, the prison physician at the Davis Correctional Facility, where she was subsequently transferred, decided to taper and discontinue her HRT.The plaintiff filed a 42 U.S.C. § 1983 claim for deliberate indifference to serious medical needs against the prison physician and the health services administrator. The United States District Court for the Eastern District of Oklahoma granted summary judgment in favor of the defendants, concluding that no reasonable jury could find deliberate indifference because the discontinuation of HRT was in compliance with correctional policy, which required a confirmed diagnosis of gender dysphoria for HRT to continue.On appeal, the United States Court of Appeals for the Tenth Circuit affirmed the district court’s decision. The appellate court held that the defendants did not act with deliberate indifference by discontinuing the plaintiff’s HRT based on the psychologist’s evaluation and the correctional policy. The court found no evidence that the defendants knew or strongly suspected that the psychologist’s diagnosis was incorrect. Additionally, the court concluded that the plaintiff’s disagreement with the diagnosis and the course of treatment did not constitute a constitutional violation. The court also rejected the argument that the defendants were required to arrange for a second evaluation, as there was no indication that they suspected the initial diagnosis was wrong. View "Johnson v. Sanders" on Justia Law

The case involves an interlocutory appeal arising from a Securities and Exchange Commission (SEC) enforcement action against Michael Young and others, alleging a fraudulent investment scheme. The SEC claimed that the defendants raised over $125 million from investors by falsely representing the use of a profitable algorithmic trading strategy, misappropriating funds for personal gain, and misrepresenting the profitability of their trading scheme. The parties agreed to a preliminary injunction freezing the defendants' assets, with the defendants retaining the right to request relief from the freeze.The United States District Court for the District of Colorado denied the Youngs' motions to unfreeze assets on three occasions. In April 2020, the court denied their first motion. In November 2020, the court denied their second motion, and the Youngs appealed. The Tenth Circuit affirmed the district court's decision, holding that the Youngs had forfeited their arguments by not raising them properly in the lower court. In March 2023, the Youngs filed a third motion to unfreeze assets, which the district court also denied, citing the law of the case doctrine and improper reconsideration.The United States Court of Appeals for the Tenth Circuit reviewed the appeal and dismissed it for lack of jurisdiction. The court held that the March 2023 motion was a successive motion raising the same issues that could have been raised in the November 2020 motion. The court emphasized that there was no change in circumstances, evidence, or law since the prior motion that would warrant jurisdiction under 28 U.S.C. § 1292(a)(1). The court concluded that the Youngs failed to demonstrate a close nexus between any change and the issues raised on appeal, thus affirming the district court's denial of the motion to unfreeze assets. View "USSEC v. Mediatrix Capital" on Justia Law

The defendant was convicted of two counts of witness tampering and one count of voluntary manslaughter. The presentence report recommended grouping all three counts under the U.S. Sentencing Guidelines, but the district court declined to do so. The defendant appealed, arguing that the Guidelines required all three convictions to be grouped.The United States District Court for the District of New Mexico initially grouped the two witness tampering counts under U.S.S.G. § 3D1.2(b) but did not group them with the manslaughter count under § 3D1.2(c). The district court used uncharged obstructive conduct to enhance the manslaughter count, resulting in a higher offense level and a sentencing range of 168-210 months. The defendant was sentenced to 210 months' imprisonment.The United States Court of Appeals for the Tenth Circuit reviewed the case and found that the relevant Guidelines were grievously ambiguous. The court concluded that the rule of lenity required the Guidelines to be construed in the defendant's favor. The court vacated the defendant's sentence and remanded for resentencing under an offense level of 31, which corresponds to a lower sentencing range of 151-188 months. View "United States v. Tony" on Justia Law

The case involves Rhonda Mengert, who was subjected to a private inspection by Transportation Security Officers (TSOs) at Tulsa International Airport. After an initial screening and pat-down revealed an unidentified object in her groin area, Mengert was taken to a private room and directed to lower her pants and remove the object, which turned out to be a feminine hygiene product. Mengert claimed the incident caused her to experience panic attack symptoms, which recur when she travels by plane. She filed claims under the Federal Tort Claims Act (FTCA) for intentional infliction of emotional distress (IIED) and false imprisonment.The United States District Court for the Northern District of Oklahoma denied the government's motion to dismiss for lack of jurisdiction based on sovereign immunity but granted the government's motion to dismiss the IIED claim under Rule 12(b)(6). The court also denied Mengert's motion for leave to amend her complaint and granted the government's motion for summary judgment on the false imprisonment claim. Mengert appealed these decisions.The United States Court of Appeals for the Tenth Circuit first affirmed the district court's jurisdiction, concluding that TSOs are "investigative or law enforcement officers" under 28 U.S.C. § 2680(h), thus waiving sovereign immunity for Mengert’s claims. However, the court found that Mengert failed to allege sufficiently severe emotional distress to sustain an IIED claim under Oklahoma law. The court also held that Mengert's false imprisonment claim, treated as a false arrest claim, failed because she did not challenge the lawfulness of her detention but rather the conduct during the detention, which is not sufficient under Oklahoma law.Finally, the Tenth Circuit affirmed the district court's denial of Mengert's motion for leave to amend her complaint, finding no "good cause" for the delay in filing the motion. Consequently, the court affirmed all the district court's decisions. View "Mengert v. United States" on Justia Law

Plaintiffs, consisting of individuals and advocacy organizations, challenged a New Mexico Department of Health (NM DOH) Public Health Order (PHO) that restricted firearm carry in public parks and playgrounds in Albuquerque and Bernalillo County. They argued that the PHO violated the Second and Fourteenth Amendments of the U.S. Constitution.The United States District Court for the District of New Mexico initially issued a Temporary Restraining Order (TRO) against parts of the first PHO. After the NM DOH amended the PHO, the plaintiffs sought preliminary injunctions against the amended order. The district court denied the motion for a preliminary injunction, finding that the plaintiffs failed to show a substantial likelihood of success on the merits.The United States Court of Appeals for the Tenth Circuit reviewed the case. The court found that the plaintiffs' appeal regarding the public parks restriction was moot because a separate case, Springer v. Grisham, had already granted a preliminary injunction against the same restriction. The court determined that any relief granted would not have a real-world effect since the plaintiffs had already received the relief they sought.Regarding the playgrounds restriction, the court found that the plaintiffs lacked standing. The court noted that existing city and county regulations independently restricted firearm carry in playgrounds, and the plaintiffs did not demonstrate how enjoining the PHO would allow them to lawfully carry firearms in those areas. The court concluded that the plaintiffs failed to show that a favorable decision would redress their alleged injuries.The Tenth Circuit dismissed the appeal, finding that the plaintiffs' claims were either moot or lacked standing. View "We the Patriots v. Grisham" on Justia Law

Federal agents executed a search warrant on the home of an Air Force serviceman, Mr. Crosby, in 2018, seizing electronic devices that contained over 4,000 files of child pornography. Mr. Crosby admitted to possessing the material and was administratively separated from the Air Force. In 2020, he was indicted in New Mexico for possession of child pornography and arrested in Pennsylvania, where he continued to download such material. A subsequent search found additional illicit content. Mr. Crosby was held in custody for five days before being released on pretrial conditions. He was later indicted in Pennsylvania, and the cases were consolidated in New Mexico.The District Court of New Mexico accepted Mr. Crosby's guilty plea and calculated a Guidelines range of 78–97 months based on various offense enhancements. The government requested a 78-month sentence, while Mr. Crosby argued for a non-custodial sentence, citing his autism spectrum disorder (ASD) diagnosis and low risk of recidivism. The district court ultimately sentenced Mr. Crosby to five days' time served, emphasizing his ASD, potential for rehabilitation, and low recidivism risk, while noting his compliance with pretrial conditions and employment.The United States Court of Appeals for the Tenth Circuit reviewed the case, focusing on the substantive reasonableness of the sentence. The court found that the district court failed to adequately consider several § 3553(a) factors, including retribution, general deterrence, avoiding unwarranted sentencing disparities, and the established sentencing range. The Tenth Circuit held that the district court's explanation was insufficient to justify the significant downward variance from the Guidelines range. Consequently, the Tenth Circuit vacated the sentence and remanded the case for resentencing. View "United States v. Crosby" on Justia Law

The case involves the Estate of Charles Anthony Hurtado, which brought an action against Dr. Jerry A. Smith, alleging that Dr. Smith acted with deliberate indifference to Mr. Hurtado’s serious medical needs. Mr. Hurtado, an inmate, was treated for a perineal abscess at a medical center where Dr. Smith performed a diagnostic needle aspiration but did not find an abscess cavity. Dr. Smith prescribed oral antibiotics and pain medication, and Mr. Hurtado was discharged. Later that evening, Mr. Hurtado returned to the emergency room with intense pain, was diagnosed with sepsis, and underwent surgery. He was later transferred to another hospital where he died from complications related to the abscess and other health issues.The United States District Court for the District of Colorado granted summary judgment in favor of Dr. Smith. The court found no genuine dispute of material fact regarding whether Dr. Smith knew of and disregarded a significant risk to Mr. Hurtado’s health. The court concluded that even if Dr. Smith’s diagnosis and treatment were incorrect, they did not rise to the level of deliberate indifference but were, at most, medical negligence.The United States Court of Appeals for the Tenth Circuit reviewed the case de novo and affirmed the district court’s decision. The appellate court held that there was no evidence from which a jury could infer that Dr. Smith consciously disregarded a substantial risk to Mr. Hurtado’s health. The court noted that Dr. Smith’s treatment was not patently unreasonable and that the expert testimony provided by the plaintiff did not establish deliberate indifference but rather suggested medical negligence. The court emphasized that deliberate indifference requires more than a misdiagnosis or negligence; it requires a showing that the medical professional knew of and disregarded an excessive risk to the inmate’s health. View "Estate of Hurtado v. Smith" on Justia Law

The case involves a dispute between two companies, Plaintiff Fuel Automation Station, LLC, and Defendant Energera Inc., both of which operate in the fuel industry and hold patents related to automated fuel delivery equipment. The conflict arose after Defendant, despite agreeing not to sue Plaintiff for patent infringement, initiated lawsuits against Plaintiff’s affiliated entity and subcontractor for using Plaintiff’s equipment, alleging infringement of a Canadian patent (the 567 Patent).The United States District Court for the District of Colorado initially reviewed the case. The court found that the covenant not to sue included the relevant parties but was ambiguous regarding whether it covered the 567 Patent. The court applied ordinary rules of contract construction and the patent exhaustion doctrine, which led to the conclusion that the covenant did protect downstream users of Plaintiff’s equipment. The district court granted partial summary judgment in favor of Plaintiff on this basis. However, it found genuine issues of material fact regarding whether the 567 Patent was included in the Patent Rights defined in the agreement, leading to a jury trial. The jury determined that the Patent Rights did cover the 567 Patent and that Defendant had breached the covenant not to sue.The United States Court of Appeals for the Tenth Circuit reviewed the case. The appellate court affirmed the district court’s rulings. It held that the covenant not to sue did indeed extend to downstream users under the patent exhaustion doctrine, meaning Defendant could not sue Plaintiff’s customers for using the equipment. Additionally, the appellate court agreed with the district court and the jury that the Patent Rights included the 567 Patent, thus supporting the finding that Defendant breached the covenant by suing Plaintiff’s affiliated entity and subcontractor. The appellate court affirmed the district court’s judgment in favor of Plaintiff. View "Fuel Automation Station v. Energera" on Justia Law

The case involves an institutional investor, The Mangrove Partners Master Fund, Ltd., which sued Overstock.com, Inc. and three of its executives, alleging violations of securities laws. Overstock, a publicly traded e-commerce company, announced a digital dividend that would be issued as unregistered securities, which led to a short squeeze, causing Overstock’s stock price to spike. The plaintiff, a short seller, claimed that the defendants manipulated the market to inflate the stock price artificially, allowing the CEO to sell his shares at a high price.The United States District Court for the District of Utah dismissed the plaintiff’s claims, finding that the allegations did not meet the heavy pleading burden required for securities fraud. The court held that the plaintiff failed to demonstrate that the defendants' actions were deceptive or manipulative under the Securities Exchange Act. The plaintiff then appealed the decision.The United States Court of Appeals for the Tenth Circuit reviewed the case and affirmed the district court’s dismissal. The appellate court held that the plaintiff failed to plausibly allege reliance on the defendants' misstatements, as the plaintiff admitted that it bought shares to avoid breaching lending contracts, not because of the defendants' statements. The court also found that the fully disclosed dividend did not constitute manipulative conduct, as it did not deceive investors about the market value of Overstock’s shares. Additionally, the court dismissed the plaintiff’s claims of material omissions, finding no evidence that the defendants intended to register the dividend all along or that issuing the unregistered dividend was illegal. The court also affirmed the dismissal of the plaintiff’s control-person claims and insider trading claims due to the lack of a predicate violation of the Exchange Act. View "In re: Overstock Securities Litigation" on Justia Law