Justia U.S. 10th Circuit Court of Appeals Opinion Summaries

Plaintiffs were five women who were formerly incarcerated at the Hillside Community Corrections Center in Oklahoma City. They filed a 42 U.S.C. 1983 action against multiple defendants, alleging they were sexually abused and harassed in violation of the Eighth Amendment’s prohibition against cruel and unusual punishment. Plaintiffs’ complaint named fifteen defendants, including Defendant-Appellant Charlotte Day and Defendant-Appellant Mary Pavliska, both of whom were guards at Hillside during the relevant period. Plaintiffs alleged Day and Pavliska were aware of the abuse and did nothing to prevent it. The claims against several defendants were dismissed without prejudice. The remaining defendants (except the alleged perpetrator Anthony Bobelu) moved for summary judgment. The district court granted summary judgment to all movants except Day and Pavliska. The district ruled a jury could conclude from the evidence presented that Day and Pavliska were deliberately indifferent to a known substantial risk of serious harm to the Plaintiffs. In an interlocutory appeal, Day and Pavliska argued to the Tenth Circuit Court of Appeals that the district court erred by ruling they were not entitled to qualified immunity. Upon review, the Tenth Circuit dismissed Day’s appeal for lack of jurisdiction and affirmed the denial of qualified immunity as to Pavliska. View "Castillo v. Day" on Justia Law

In an interlocutory appeal, defendant-appellant Kansas Department of Labor (KDOL) argued the district court should have dismissed plaintiff-appellee Kathleen Arbogast's suit because: (1) KDOL lacks the capacity to sue and to be sued under Kansas law; and (2) even if KDOL was a proper defendant, it was immune from suit by operation of the Eleventh Amendment to the U.S. Constitution. Arbogast was employed in the Workers Compensation Division of KDOL. She suffered from asthma and, in April 2008, complained that perfumes and other strong fragrances in the workplace were impairing her ability to work. In September 2010, Arbogast was moved to a workspace in the basement of her office building in an attempt to alleviate the problem. But Arbogast continued to suffer asthma attacks when coworkers wearing fragrances would come speak with her, prompting Arbogast to make additional complaints to her supervisor. In 2011, Karin Brownlee, then-Secretary of Labor, terminated Arbogast's employment at KDOL. The Tenth Circuit held that it lacked appellate jurisdiction to consider KDOL's capacity argument, but the Court exercised jurisdiction under the collateral order doctrine and affirmed the district court's determination that KDOL was not entitled to Eleventh Amendment immunity from Arbogast's claims. View "Arbogast v. Kansas Department of Labor" on Justia Law

Nearly forty years ago the Ute Tribe filed a lawsuit alleging that Utah and several local governments were unlawfully trying to displace tribal authority on tribal lands. After a decade of proceedings at the district court and on appeal, the Tenth Circuit agreed to hear the case en banc. In the decision that followed, "Ute III," the court ruled for the Tribe and rejected Utah's claim that congressional action had diminished three constituent parts of Ute tribal lands (the Uncompahgre Reservation, the Uintah Valley Reservation, and certain national forest areas. When the Supreme Court denied certiorari, that "should have been the end of the matter." State officials chose "to disregard the binding effect of the Tenth Circuit decision in order to attempt to relitigate the boundary dispute in a friendlier forum" by continuing to prosecute tribal members in state court for conduct within the boundaries recognized by Ute III. Utah argued to the Utah Supreme Court that Ute III did not diminish tribal territory did diminish at least a part of the Uintah Valley Reservation. The Court agreed, as did the U.S. Supreme Court (despite having denied certiorari to "Ute III"). The issue of what to do with the mandate of "Ute III" remained: keeping it in place could leave the United States Supreme Court's decision in Hagen to control only cases arising from Utah state courts and not federal district courts. In "Ute V," the Tenth Circuit elected to recall and modify Ute III's mandate. On appeal, Utah sought to diminish parts of the national forest and Uncompahgre lands. "Ute V" rejected this request. The Tribe filed suit in federal court, seeking a permanent injunction prohibiting the State and its counties from pursuing criminal prosecutions of Indians in state court for offenses arising in areas declared by Ute III and V to be Indian country, and prohibiting the State and its subdivisions from otherwise relitigating matters settled by those decisions. Before the Tenth Circuit in this matter were three interlocutory (but immediately appealable) collateral orders this latest litigation has spawned: (1) the Tribe's request for a preliminary injunction; (2) the Tribe's claim of immunity from the counterclaims; and (3) Uintah County's claim of immunity from the Tribe's suit. In all three decisions the district court denied the requested relief. But the Tenth Circuit found Tribe's arguments on all three points as "well taken." The district court should have issued a preliminary injunction; the Tribe was shielded by sovereign immunity; and Uintah County was not. View "Ute Indian Tribe v. Utah" on Justia Law

Albuquerque police sergeant Adam Casaus had ended his shift when he drove home in his squad car, lights flashing and going at a high rate of speed. He ran a red light, hitting Ashley Browder's car. Browder died, and her sister Lindsay suffered serious injuries. Casaus was ultimately charged with reckless vehicular homicide in state court. Lindsay and her parents filed a civil suit under 42 U.S.C. 1983 seeking damages. Casaus moved to dismiss on qualified immunity grounds. The district court denied relief, and Casaus appealed to the Tenth Circuit. Finding no reversible error, the Tenth Circuit affirmed the district court's decision. View "Browder v. City of Albuquerque" on Justia Law

Kansas developed a school financing scheme that sought to avoid “mak[ing] the quality of a child’s education a function of his or her parent’s or neighbors’ wealth.” Displeased with the outcome of school finance litigation in state court, plaintiffs, parents of students in the relatively wealthy Shawnee Mission School District (“SMSD”), sought federal intervention to upend decades of effort toward establishing an equitable school finance system in Kansas. Adopting a "kitchen-sink approach," they claimed that aspects of the state’s school financing regime violated their rights to free speech, to petition the government, to associate, to vote, to education, to equal protection of the laws, to direct the upbringing of their children, and to dispose of their property. Upon review of plaintiffs' "novel and expansive claims," the Tenth Circuit found no support and affirmed the district court’s orders denying plaintiffs’ motion for a preliminary injunction, granting in part defendants’ motions to dismiss, and denying reconsideration. View "Petrella v. Brownback" on Justia Law

Movant-Appellant Kit Carson Electric Cooperative, Inc. (KCEC) appealed the district court’s denial of its motion seeking intervention as of right or permissive intervention in a pending case. Tri-State Generation and Transmission Association, Inc. (Tri-State), a Colorado non-profit regional cooperative that provides wholesale electric power, filed suit against the New Mexico Public Regulation Commission (NMPRC) seeking declaratory and injunctive relief under 42 U.S.C. 1983. Tri-State argued that the NMPRC’s exercise of jurisdiction and suspension of Tri-State’s wholesale electric rates in New Mexico violated the Commerce Clause of the United States Constitution. In September 2013, Tri-State approved a wholesale rate increase for 2014 and filed an Advice Notice with the NMPRC. After rate protests by KCEC and three others, the NMPRC proceeded to suspend Tri-State’s 2014 rate increases as well. The NMPRC consolidated the proceedings on both the 2013 and 2014 wholesale rates. These proceedings remained pending before the NMPRC. In February 2014, Tri-State filed an amended complaint adding factual allegations regarding the NMPRC’s suspension of its 2014 wholesale rate. Tri-State’s amended complaint asserted Tri-State was entitled to declaratory and injunctive relief because “[t]he Commission’s exertion of jurisdiction to suspend and subsequently review and establish Tri-State’s rates in New Mexico constituted economic protectionism and imposed a burden on interstate commerce in violation of the Commerce Clause.” KCEC sought to intervene as of right pursuant to Federal Rule of Civil Procedure 24(a)(2) and permissively pursuant to Rule 24(b). Tri-State opposed intervention, but the NMPRC did not. Though not a party to the litigation, KCEC filed an answer to Tri-State’s complaint in which it asserted essentially the same affirmative defenses to Tri-State’s claims as had the NMPRC. The only unique defense KCEC presented was that Tri-State’s complaint failed to state a claim upon which relief could be granted. Prior to the district court’s ruling on KCEC’s motion, the NMPRC moved for summary judgment, arguing both that: (1) Tri-State was estopped from challenging the NMPRC’s rate-making jurisdiction given its agreement to the earlier Stipulation; and (2) the NMPRC’s order did not violate either New Mexico law or the Commerce Clause of the United States Constitution. Though still not a party to the litigation, KCEC filed a proposed response to the NMPRC’s motion for summary judgment, presenting essentially the same arguments as the NMPRC and providing no additional evidence. The district court then denied KCEC’s motion to intervene, finding that neither intervention as of right nor permissive intervention was appropriate. The Tenth Circuit affirmed the district court, finding that KCEC did not show that the district court’s denial of permissive intervention was “arbitrary, capricious, whimsical, or manifestly unreasonable.” View "Tri-State Generation v. NM Public Regulation Comm." on Justia Law

This case involves the authority of the U.S. Army Corps of Engineers to issue nationwide permits under section 404(e) of the Clean Water Act. These permits authorized activities involving discharge of dredged or fill material in U.S. waters and wetlands. TransCanada Corporation proposed to rely on the nationwide permit to build an oil pipeline, the Gulf Coast Pipeline, running approximately 485 miles and cross over 2,000 waterways. The Corps issued letters verifying that Nationwide Permit 12 would cover the proposed construction. Shortly thereafter, TransCanada began constructing the pipeline, which was completed. Three environmental groups (Sierra Club, Inc.; Clean Energy Future Oklahoma; and East Texas Sub Regional Planning Commission) challenged the validity of the nationwide permit and verification letters. The district court rejected these challenges and entered judgment for the defendants. After review, the Tenth Circuit affirmed the entry of judgment in favor of the defendants. View "Sierra Club v. Bostick" on Justia Law

Medtronic, Inc. produced "Infuse," a device that stimulates bone growth to repair damaged or diseased vertebrae. When it approved the device for sale, the FDA required the company to include a warning label instructing that Infuse should "be implanted via an anterior" surgical approach. Patricia Caplinger brought a state law tort suit against Medtronic, alleging that Medtronic promoted Infuse for use in a posterior surgical approach, which was considered an off-label" use. Caplinger alleged that Medtronic’s conduct exposed the company to liability under a variety of state tort theories. But the district court held all of these state law claims either insufficiently pleaded or preempted. Agreeing with the district court's conclusion that Caplinger's state law claims were insufficiently pleaded or preempted, the Tenth Circuit affirmed. View "Caplinger v. Medtronic" on Justia Law

The U.S. Fish and Wildlife Service conveyed to a strip of land to a consortium of local governments a strip of land for the construction of a parkway. The decision was challenged on various environmental grounds by several parties, including appellants WildEarth Guardians, Rocky Mountain Wild, the Town of Superior, and the City of Golden. The district court affirmed the Service’s actions, and Appellants appealed to the Tenth Circuit. Appellants asserted that the Service violated the Rocky Flats National Wildlife Refuge Act, the National Environmental Policy Act, and the Endangered Species Act. Finding no reversible error, the Tenth Circuit affirmed the district court's decision. View "WildEarth Guardians v. U.S. Fish & Wildlife" on Justia Law

Greyfield Capital was a defunct Canadian company. Two "con-men" found a signature stamp belonging to the company's former president, and used it as an officially-sanctioned "seal" to appoint themselves corporate officers, issue millions of unregistered shares in their names. The men then took the unregistered, issued shares to create a penny stock "pump-and-dump" scheme. Regulators began looking for those who had helped facilitate the sale of Greyfield's unregistered shares. Regulators were led to petitioners ACAP and Gary Hume. ACAP was a penny stock brokerage firm in Salt Lake City, and Gary Hume was its head trader and compliance manager. Petitioners did not dispute their liability stemming from the Greyfield scheme, rather, they disputed the sanctions they received. FINRA decided to fine ACAP $100,000 and Mr. Hume $25,000, and to suspend Hume from the securities industry for six months. The Securities and Exchange Commission (SEC) reviewed and sustained these sanctions. ACAP and Hume then petitioned the Tenth Circuit to appeal the SEC's decision. After review, the Tenth Circuit could not "see how [it] might overturn the agency's decision." Accordingly, the Court affirmed the SEC's decision. View "ACAP Financial v. Securities & Exchange Comm'n" on Justia Law