Justia U.S. 10th Circuit Court of Appeals Opinion Summaries

Plaintiffs Carlie Sherman, Anna Gozun, and Amanda Nash appealed a district court’s denial of class certification in a forced labor action against Trinity Teen Solutions (“Trinity”), a residential treatment center for adolescent girls, and its owners and operators (collectively, “Defendants”). Plaintiffs, now adults, were all sent to Trinity as minors by their parents. Trinity advertised itself as offering a wide range of therapies for troubled adolescent girls in a ranch environment and as taking a "tough love" approach, with its residents living in primitive conditions and working on the ranch as part of their treatment experience. Plaintiffs alleged that, during their residence at Trinity, they were forced to work long hours without pay under threat of serious harm. Plaintiffs filed suit against Defendants, on behalf of themselves and a proposed class of former Trinity residents, bringing three forced labor claims under the Trafficking Victims Protection Reauthorization Act, and sought class certification pursuant to Federal Rule of Civil Procedure 23, proposing a putative class of “Plaintiffs, and all similarly situated persons who received treatment from [Trinity] and were subjected to the provision of ‘agricultural labor.’" The district court denied class certification, concluding Plaintiffs had failed to satisfy Rule 23’s commonality, typicality, and predominance requirements. After review, the Tenth Circuit concluded the district court erred by applying the incorrect legal standard to its analysis of Rule 23(a)’s commonality and typicality requirements and Rule 23(b)(3)’s predominance requirement. Therefore, it vacated the district court’s order denying class certification and remanded this case for further proceedings. View "Sherman, et al. v. Trinity Teen Solutions, et al." on Justia Law

Victims of the 2018 Roosevelt Fire in Wyoming sued the United States Forest Service, alleging it negligently delayed its suppression response. The Forest Service moved to dismiss the complaint on the grounds that it was not liable for the way it handled the response to the fire. Under the Federal Tort Claims Act, a government actor could not be sued for conducting a so-called “discretionary function,” where the official must employ an element of judgment or choice in responding to a situation. The government contended that responding to a wildfire required judgment or choice, and its decisions in fighting the fire at issue here met the discretionary function exception to the Act. The district court agreed and dismissed the suit. The Tenth Circuit Court of Appeals also concluded the Forest Service was entitled to the discretionary function exception to suit, and the district court lacked jurisdiction to hear the complaint. View "Knezovich, et al. v. United States" on Justia Law

Five people were killed when a commercial truck rear-ended a line of traffic on an interstate highway. The truck driver was prosecuted and sentenced to prison for his misconduct. The issue on this appeal was the liability, if any, of the manufacturer of the truck. Plaintiffs, suing on behalf of the heirs and estates of the decedents, contended the manufacturer, Daimler Trucks North America, should have been held liable in tort under design-defect and warning-defect theories of products liability because it failed to equip the truck with two collision-mitigation systems—forward-collision warning and automatic emergency braking—and did not warn of the dangers caused by that failure. The district court granted summary judgment to Daimler. After its review of the district court record, the Tenth Circuit Court of Appeals affirmed, finding many of the arguments made by Plaintiffs on appeal were inadequately preserved for appellate review, and the remaining arguments lacked merit. View "Butler, et al. v. Daimler Trucks North America" on Justia Law

While plaintiff-appellee Jesse Wise was a pretrial detainee at Creek County Jail in Oklahoma, Officer Don Caffey performed a knee strike on Wise when he was seated on the ground and handcuffed. Officer Caffey subsequently resigned his employment at Creek County Jail as a result of an investigation into the incident. Wise sued Officer Caffey and Creek County Sheriff Bret Bowling under 42 U.S.C. § 1983, alleging excessive-force and supervisory-liability claims against Officer Caffey and Sheriff Bowling, respectively. At the summary-judgment stage, the court held Officer Caffey’s knee strike was excessive as a matter of law and that he and Sheriff Bowling were not entitled to qualified immunity. The Tenth Circuit affirmed the district court’s denial of summary judgment as to Officer Caffey’s qualified-immunity defense because the “facts that the district court ruled a reasonable jury could find would suffice to show a legal violation.” View "Wise v. Caffey, et al." on Justia Law

Plaintiff-appellant Xingfei Luo appealed pro se a district court's order granting Paul Wang’s motion to reconsider the court’s order allowing Luo to proceed in this case using a pseudonym. Luo filed a federal action pro se against Wang in 2020, using the pseudonym "Jane Doe." Before serving Wang with the complaint, Luo asked to proceed under that pseudonym. Luo stated she had been the victim of a sexual assault, and she sought “to protect her privacy and prevent further harm from the stigma that can attach to victims of sexual assault.” The magistrate judge entered a protective order (PO); the order did not advise Wang of a 14-day deadline to object under Federal Rule of Civil Procedure 72(a). Luo did not serve Wang with the complaint until January 25, 2021. After initially proceeding pro se, Wang retained counsel in March. The magistrate judge appointed pro bono counsel for Luo, who entered an appearance in April. In late August 2021, Wang moved to reconsider the PO, contending he had not been served with the complaint when Luo moved to proceed under a pseudonym or when the magistrate judge entered the PO. The magistrate judge recognized he must consider the specific circumstances of this case and weigh Luo’s asserted privacy interest against the public’s right of access to these proceedings. In doing so, the magistrate judge took judicial notice of Luo’s other lawsuits, “several of which involve circumstances similar to this case.” He found that Wang’s claim Luo was a vexatious litigant “goes directly to [her] credibility.” In sum, the magistrate judge “considered the totality of the circumstances” in this “unusual case,” and concluded that “the balance of all facts before the Court weighs in favor of disallowing [Ms. Luo] from continuing to proceed under ‘Jane Doe.’” Finding no reversible error in the magistrate judge's order, the Tenth Circuit affirmed. View "Doe v. Wang" on Justia Law

Plaintiff-Appellant Elsa Palacios, personal representative of the estate of the deceased, Bernardo Palacios Carbajal, filed suit pursuant to 42 U.S.C. § 1983 against Defendants-Appellees Salt Lake City Police Officers Neil Iversen and Kevin Fortuna in their individual capacities, as well as Salt Lake City Corporation. Plaintiff alleged the officers violated Palacios’ Fourth Amendment rights when he was fatally shot during a police pursuit. The district court granted summary judgment on the basis of qualified immunity in favor of Defendants, finding a lack of a constitutional violation and that Plaintiff failed to show a violation of clearly established law. On appeal, Plaintiff contended that disputes about material and historical facts precluded summary judgment. According to Plaintiff, the district court erred by not making reasonable factual inferences in Plaintiff’s favor, primarily that: (1) Palacios may have been unaware he was being pursued by police because officers did not verbally identify themselves, because he was severely intoxicated, and he did not match the full description of the robbery suspect; (2) once Palacios fell onto his side during the shooting and did not point his gun at officers, he was effectively subdued; and (3) Palacios’ conduct showed he was attempting to avoid confrontation, not evade arrest. Plaintiff also contended that officers exaggerated the seriousness of the offenses that precipitated the pursuit and that officers should have used less intrusive means of apprehension because Palacios did not pose an imminent threat. Finding no reversible error, the Tenth Circuit Court of Appeals affirmed the district court's dismissal of Plaintiff's case. View "Palacios v. Fortuna, et al." on Justia Law

Michelle Caddell died from cervical cancer while in custody as a pretrial detainee in the Tulsa County Jail. Yolanda Lucas, as special administrator of decedent Caddell’s estate, initiated this case under 42 U.S.C. § 1983 bringing claims of deliberate indifference in violation of the Eighth and Fourteenth Amendments against Dr. Gary Myers and against Turn Key Health Clinics, LLC (“Turn Key”) and Sheriff Vic Regalado in his official capacity through municipal liability, violations of the Equal Protection clause against Turn Key and Sheriff Regalado, and negligence and wrongful death under Oklahoma state law against Dr. Myers and Turn Key. The three Defendants individually moved to dismiss all claims and the district court granted the motions. On appeal, Plaintiff challenged the district court’s determinations that she failed to plausibly allege: (1) deliberate indifference to serious medical needs against Dr. Myers; (2) municipal liability against Turn Key and Sheriff Regalado; and (3) violation of the Equal Protection clause against Turn Key and Sheriff Regalado. She also challenged the finding that Dr. Myers and Turn Key were entitled to immunity for the state law claims under the Oklahoma Governmental Tort Claims Act (“OGTCA”). The Tenth Circuit found it would need to determine the OGTCA's applicability to private corporations (and their employees) that contract with the state to provide medical services at the summary judgment stage if the factual record is sufficiently developed and the facts are uncontroverted. Accordingly, the Court reversed as premature the district court’s decision that Turn Key and Dr. Myers were immune under the OGTCA. The Court affirmed in all other respects. View "Lucas v. Turn Key Health Clinics, et al." on Justia Law

Appellant Jabari Johnson, who proceeded pro se at district court but had counsel on appeal, alleged in a 42 U.S.C. § 1983 complaint against three prison officers that the officers slammed him on his untreated fractured jaw, stepped on his untreated injured foot, caused him excruciating pain, and inflicted further injury on his jaw and foot to the point that he needed physical therapy and surgery. He also alleged that the incident caused him depression and anxiety. The district court ruled that Johnson failed to allege a sufficient physical injury under § 1997e(e) of the Prison Litigation Reform Act (PLRA) to claim mental or emotional damages and dismissed his individual-capacity claims against the officers with prejudice. The Tenth Circuit Court of Appeals concluded Johnson's allegations satisfied § 1997e(e)’s physical-injury requirement. The Court affirmed the dismissal of Johnson's § 1983 complaint against one officer, but reversed dismissal against the two others. The case was thus remanded for further proceedings. View "Johnson v. Reyna, et al." on Justia Law

A police chase ended when the fleeing armed robber crashed into Plaintiff Thaer Mahdi’s tailor shop. Officers fired scores of bullets at the driver, and many hit the shop. The shop was badly damaged, and Mahdi was psychologically traumatized. Mahdi filed suit under 42 U.S.C. § 1983 against the Salt Lake City Police Department (SLCPD); the Unified Police Department (UPD); and four officers of the Utah Highway Patrol (UHP)—Superintendent Michael Rapich, Sergeant Chris Shelby, and Troopers Jed Miller and Jon Thompson. Plaintiff alleged: (1) the responding officers used excessive force in violation of his right to substantive due process under the Fourteenth Amendment; and (2) that the officers’ unconstitutional use of force resulted from Superintendent Rapich’s failure to train and supervise his subordinates and from the defendant law-enforcement agencies’ policies and customs, including their failure to properly train or supervise their employees. Defendants moved to dismiss Mahdi’s first amended complaint for failure to state any claims. In response, Mahdi moved for leave to file a second amended complaint. The United States District Court for the District of Utah denied the motion as futile and granted the defendants’ motions to dismiss. The court held that Mahdi had not adequately alleged that any officers violated his constitutional right to substantive due process and that in the absence of any such violation the police agencies also could not be liable under § 1983. Mahdi appealed, challenging the dismissal of his claims and denial of his motion for leave to file his second amended complaint. Finding no reversible error in the district court's judgment, the Tenth Circuit affirmed dismissal of plaintiffs claims and denial of his motion. View "Mahdi v. Salt Lake Police Department, et al." on Justia Law

Tamatha Hennessey alleged a radiology technician sexually assaulted her during her visit to the University of Kansas hospital for emergency medical care. Proceeding pro se, Hennessey brought a civil action for negligent supervision against the University of Kansas Hospital Authority (“UKHA”), which oversaw operation of the hospital. UKHA moved to dismiss the action, arguing Hennessey failed to plead facts supporting subject matter/diversity jurisdiction and that it was entitled to sovereign immunity. UKHA premised both arguments on it being an arm of the state of Kansas and therefore entitled to the same immunities as the state. But the Tenth Circuit found UKHA failed to support its motion with any evidence demonstrating it was an arm of the state or any analysis of the factors governing whether a state-created entity is an arm of the state. The district court, relying on the statutory scheme creating UKHA, Kan. Stat. Ann. §§ 76-3301–3323 (the “University of Kansas Hospital Authority Act” or the “Act”), found the Act characterized UKHA as an entity of the state, UKHA was not autonomous from the state, and UKHA was concerned with state-wide rather than local functions. Therefore, the district court concluded UKHA was an arm of the state and, therefore, dismissed Hennessey’s action. Hennessey appeals, arguing: (1) a procedural argument that the burden was on UKHA to demonstrate it was an arm of the state and it failed to meet this burden by not presenting any evidence and not arguing the factors governing the arm-of- the-state analysis; (2) a substantive argument that, regardless of the burden, the University of Kansas Hospital Authority Act supported the conclusion that UKHA was not an arm of the state; and (3) a fallback argument that a remand for limited discovery and presentation of evidence was appropriate. The Tenth Circuit concluded the burden fell on the entity asserting it was an arm of the state, and UKHA did not meet its burden. While Tenth Circuit precedent permitted a district court to raise the issue sua sponge, the Tenth Circuit found the district court erred in concluding UKHA was not autonomous under the language of the Act. The district court’s order granting UKHA’s motion to dismiss was vacated, and the case remanded for further proceedings. View "Hennessey v. University of Kansas Hospital Authority" on Justia Law