Justia U.S. 10th Circuit Court of Appeals Opinion Summaries

Plaintiff Lisa R. Chapo appealed a district court's order upholding the Commissioner of Social Security's denial of her application for disability and supplemental security income benefits. The Administrative Law Judge (ALJ) denied benefits at the last step of the five-step process for determining disability. At step five the ALJ found Plaintiff not disabled because, "[c]onsidering [her] age, education [high school], work experience, and residual functional capacity, there are jobs that exist in significant numbers in the national economy that [she] can perform," namely the jobs of appointment clerk, escort vehicle driver, and office helper identified by the vocational expert (VE) who testified at the evidentiary hearing. On appeal to the Appeals Council, Plaintiff challenged the ALJ’s decision in several respects, in particular the ALJ’s treatment of the opinion evidence in the record. Upon review of the record, the Tenth Circuit concluded that ALJ’s handling of a testifying doctor's findings was erroneous and, as a result, the dispositive hypothetical inquiry put to the VE was fatally defective. "Indeed, that hypothetical did not even include a restriction (to 'simple' work) that the ALJ himself recognized in his decision." The Court concluded that this matter be remanded for further proceedings, "wherein the ALJ must either obtain a mental RFC determination from an examining source to oppose [the doctor], articulate some other adequate basis for discounting [his] findings, or come back to the VE with a proper hypothetical including those limitations (and his own restriction to 'simple' work, should the ALJ find it appropriate to re-impose such a restriction in the RFC determined on remand)." View "Chapo v. Astrue" on Justia Law

Plaintiff-Appellant John Conger appealed the Commissioner's denial of his application for supplemental social security income benefits. Plaintiff applied for benefits in 2005 alleging he was unable to work because of degenerative disk disease, spondylosis, arthritis, depression, and problems sleeping. His application was denied at the administrative level after a hearing before an administrative law judge (ALJ). The ALJ further found that Plaintiff had the residual functional capacity (RFC) to perform simple and routine medium exertional work that required no more than occasional stooping and no contact with the public. After the Appeals Council denied his request for review, Plaintiff filed his complaint in the district court. The district court adopted the report and affirmed the Commissioner's denial of benefits. Upon review, the Tenth Circuit found no error in the ALJ's RFC finding and that the decision was supported by substantial evidence. The Court affirmed the district court and Commissioner's rulings. View "Conger v. Astrue" on Justia Law

Plaintiff-Appellant Kathryn Johns appealed the district court’s denial of her motion for attorneys' fees under the Equal Access to Justice Act (EAJA) which followed the court's remand to the Commissioner of her claims for Social Security disability benefits. In denying Plaintiff's application for disability benefits, the administrative law judge (ALJ) concluded that her diagnosed mental impairments were not severe apart from alcohol abuse. Plaintiff argued before the district court that the ALJ had failed to apply the correct analysis in assessing her alcoholism. Specifically, the ALJ did not first find that she was disabled, and only then could the ALJ determine whether she would still be disabled if she stopped using alcohol. The government admitted that the ALJ did not follow the specified procedure, but argued that the error was harmless because the dispositive question was the same. Ultimately the district court remanded the case back to the Commissioner. Plaintiff then moved for fees under the EAJA. The government responded by arguing that a fee award was inappropriate because it believed the error by the ALJ was harmless. The district court denied Plaintiff's motion for fees. Finding that the district court believed that application of harmless error in this case was a close call, the Tenth Circuit concluded that under those circumstances, the district court did not "cross the bounds of the rationally available choices available to it when it concluded that the Commissioner's position was substantially justified." Accordingly, the Court affirmed the denial of fees. View "Johns v. Astrue" on Justia Law

Claimant Debra Ann Luttrell appealed a district court order that affirmed the Commissioner's decision to deny her social security disability and supplemental security income benefits. Claimant challenged the Commissioner's decision on the grounds that the ALJ did not perform: (1) a proper determination at step five; (2) a proper analysis of the medical source opinions; and (3) a proper credibility determination. Finding that the ALJ's decision was free of legal error and supported by substantial evidence, the Tenth Circuit affirmed the denial of benefits. View "Luttrell v. Astrue" on Justia Law

The issue on appeal to the Tenth Circuit was whether Plaintiff Altheia Allen was disabled when her employer SouthCrest Hospital allegedly failed to accommodate her disability and terminated her employment. Because the Tenth Circuit concluded after review of the trial court record that Plaintiff failed to demonstrate a genuine issue of material fact concerning her alleged disability, the Court affirmed the district court's grant of summary judgment in favor of SouthCrest.

Plaintiff-Appellant Dana Franklin appealed a district court's order that affirmed the Commissioner's decision to deny her application for Social Security disability benefits. Plaintiff alleged disability based on degenerative disc disease, hypertension, rheumatoid arthritis, anxiety and depression. The agency denied her applications initially and on reconsideration. Applying the Medical-Vocational Guidelines as a framework, and and considering the testimony of a vocational expert (VE), the administrative law judge (ALJ) concluded that Plaintiff was not disabled within the meaning of the Social Security Act. The Appeals Council denied review, making the ALJ’s decision the Commissioner’s final decision. On appeal to the Tenth Circuit, Plaintiff raised two issues: (1) the ALJ erred by by failing to evaluate properly the opinions of her treating physician; and (2) the ALJ’s analysis of her credibility was contrary to law and unsupported by substantial evidence. Upon review, the Court concluded that Plaintiff failed to demonstrate reversible legal error or lack of substantial evidence in the ALJ's treating-physician analysis. Furthermore, the ALJ’s analysis of Plaintiff's credibility was supported by substantial evidence. Therefore, the Court affirmed the district court's judgment.

Plaintiff-Appellee Denise Zaricor-Ritchie appealed the Commissioner's denial of disability benefits and Supplement Security Income. Plaintiff claimed she was disabled by bipolar disorder and depression. After administrative denials of her claims for benefits, she had two hearings before an ALJ, who concluded she was not disabled at step four of the five-step sequential evaluation process. Plaintiff raised three issues on appeal: (1) the ALJ erred in his treatment of the medical source evidence; (2) the ALJ erred in his credibility assessment; and (3) the ALJ failed to perform a proper analysis in concluding that she could return to her past relevant work as a dishwasher. Taking each of Plaintiff's arguments in turn, the Tenth Circuit found that the ALJ's analysis was sufficient to support its decision. The Court affirmed the Commissioner's denial of benefits.

After developing pain in his neck and shoulders, Petitioner Gordon George was diagnosed with cancer in 2003 and underwent surgery and radiotherapy. During his recovery, he continued to experience pain spanning from his neck to his shoulder and arm. Petitioner applied for disability and supplemental security income benefits. After many and various hearings, an administrative law judge (ALJ) concluded that for the period June 1, 2003 through July 31, 2005, Petitioner was disabled during that period. But the ALJ further found that Petitioner's condition improved dramatically over time and that by August 1, 2005, he no longer met any disability listing. The Appeals Council denied review, making the ALJ's decision final. On appeal to the Tenth Circuit, Petitioner raised several challenges to the ALJ's determination that he suffered no legally cognizable disability after August 2005. Upon review, the Court rejected all those challenges, and affirmed for substantially the reasons given by the district court, with one exception. The Court found that the ALJ erred by failing to consider whether, after August 1, 2005, Petitioner suffered from a mental disability. In our case, by contrast, the ALJ has not made any factual findings "one way or the other" about the existence, severity, or functional limitations, if any, imposed by Petitioner's mental condition: "[i]t's entirely possible the ALJ on remand will find Mr. George's mental health issues have no impact on his ability to work." The Court remanded the case to the district court for further proceedings.

Plaintiff-Appellant Raymond Boswell appealed the denial of his applications for Social Security benefits. Plaintiff applied for benefits in March 2007. He alleged that he had been unable to work since December 1, 2006 because of degenerative disc disease, bone spurs, and problems with his back, neck, arms, hands, shoulders, and liver. His applications were denied at the administrative level and on reconsideration. The district court accepted the recommendation of a magistrate judge that the Commissioner’s denial of benefits be affirmed. The Tenth Circuit affirmed the Commissioner's and district court's decisions: "[Petitioner] asks this court to reweigh the evidence and substitute our judgment for that of the Commissioner. We are without the authority to do so."

Plaintiff Donna Saterlee appealed a district court order that affirmed the Commissioner of Social Security's decision to deny social security disability and supplemental security income benefits. The Administrative Law Judge (ALJ) denied benefits at the last step of the five-step process for determining disability. Plaintiff argued that the ALJ erred by (1) improperly rejecting her hand impairment as medically nondeterminable at step two and consequently not including it in the RFC that formed the basis of the dispositive hypothetical to the Vocational Expert; and (2) failing to perform a proper credibility analysis in determining that complaints of limitations other than, or in excess of, those later included in the RFC were not credible. The Tenth Circuit found that the ALJ was "undeniably wrong" about the lack of documented medical evidence of Plaintiff's condition that gave rise to the alleged numbness, "undercutting the categorical rejection of such an impairment on this threshold basis." The Court remanded the case for an administrative decision that properly accounted for all of the evidence of record.