Justia U.S. 10th Circuit Court of Appeals Opinion Summaries

Defendant-Appellant Brian McKye was charged with eight counts of securities fraud and one count of conspiracy to commit money laundering. The district court refused to give the jury his tendered instruction that would have permitted the jury to decide whether the investment notes at issue were securities under federal securities law. He was convicted and received a 262-month sentence. Upon review, the Tenth Circuit concluded the district court erred by not giving the tendered instruction, and reversed the convictions. View "United States v. McKye" on Justia Law

Plaintiffs Richard and Susan Queen sued Defendant TA Operating, LLC for an injury Mr. Queen sustained when he slipped and fell in a parking lot operated by TA. During the court of the proceedings, the Queens filed for Chapter 7 bankruptcy, but did not disclose this case in its bankruptcy pleadings. TA learned of the omission and brought it to the attention of the bankruptcy trustee. The Queens amended their bankruptcy petition, providing an estimate of the value of its litigation with TA for the slip and fall. The Queens were ultimately granted a no-asset discharge in bankruptcy. TA then moved the district court to dismiss on the grounds of judicial estoppel because the Queens did not disclose the lawsuit in their bankruptcy proceedings. The district court granted TA summary judgment, and the Queens appealed, arguing the district court erred in applying judicial estoppel. Because the Queens adopted an inconsistent position that was accepted by the bankruptcy court, and because the Queens would receive an unfair advantage if not estopped from pursuing the district court action, the Tenth Circuit concluded it was not an abuse of discretion to grant TA summary judgment. View "Queen, et al v. TA Operating, LLC" on Justia Law

Dr. Ron Genova sued Banner Health after the hospital terminated his employment. He argued among other things that Banner retaliated against him for complaints about working conditions. In addition, Dr. Genova brought a claim under the Emergency Medical Treatment and Active Labor Act. Upon review, the Tenth Circuit concluded that the evidence presented at trial was sufficient for Banner to terminate the doctor for cause, and that his EMTALA was without merit. View "Genova v. Banner Health, et al" on Justia Law

The issue in this appeal was whether Colorado's notice and reporting obligations for retailers who do not collect sales or use taxes violate the Commerce Clause. The Tenth Circuit did not reach that merits question: because the Tax Injunction Act, 28 U.S.C. 1341, deprived the district court of jurisdiction to enjoin Colorado's tax collection effort, the Court remanded the case back to the district court to dismiss DMA's Commerce Clause claims. View "Direct Marketing Association v. Brohl" on Justia Law

The New Mexico Supreme Court recognized a new tort called "malicious abuse of process," which subsumed causes of action for malicious prosecution and abuse of process. Nanodetex Corporation and two of its principals (the Insureds) were successfully sued for malicious abuse of process. They then sought indemnification from Carolina CasualtyInsurance Company, which covered the Insureds under a management liability policy (the Carolina Policy). Carolina denied the claim, relying on an exclusion in the policy for losses arising from claims for "malicious prosecution." It sought a declaratory judgment that it was not liable for the damages arising from the malicious-abuse-of-process judgment. On Carolina's motion for summary judgment, the district court agreed with Carolina and also rejected the Insureds' counterclaims. The Insureds appealed. Upon review, the Tenth Circuit reversed the declaratory judgment, holding that the term "malicious prosecution" in the exclusion does not encompass all claims of malicious abuse of process, but only claims whose elements are essentially those of the common-law cause of action for malicious prosecution. Because the judgment against the Insureds in the tort case was affirmed on appeal on a claim that was not substantially the same as common-law malicious prosecution, the exclusion in the Carolina Policy did not apply. View "Carolina Casualty Insurance v. Nanodetex Corporation, et al" on Justia Law

Julia Copeland Cooper appealed the grant of summary judgment that dismissed on statute of limitations grounds her Copyright Act claims against NCS Pearson, Inc. for co-ownership of a psychological test. The statute of limitations for claims under the Copyright Act is three years; because any such claims available to Copeland would have accrued in 1993 or 1996 and she did not bring this action until 2010, the Tenth Circuit affirmed. View "Cooper v. NCS Pearson, Inc." on Justia Law

Plaintiff-Appellee Jennifer Pratt sued Joseph Petelin, M.D. for medical negligence. The district court submitted four factual theories of negligence to the jury, which returned a general verdict against Dr. Petelin. Dr. Petelin appealed, claiming three of the four factual contentions submitted to the jury were unsupported by sufficient evidence. Upon review, the Tenth Circuit concluded that Dr. Petelin waived this argument by not objecting to the general verdict form and requesting a special verdict. View "Pratt v. Petelin" on Justia Law

In a social security disability or Supplemental Security Income (SSI) case, an administrative law judge (ALJ) must evaluate the effect of a claimant's mental impairments on her ability to work using a "special technique" prescribed by the Commissioner's regulations. At the second step of a five-step analysis, the ALJ must determine whether the mental impairment is "severe" or "not severe." If "not," then the ALJ must determine and discuss them as part of his residual functional capacity (RFC) analysis at step four. A question that is frequently encountered in social security disability appeals cases is how much further discussion of a non-severe impairment is required at step four? The Tenth Circuit found that in assessing the claimant's RFC, the ALJ must consider the combined effect of all of the claimant's medically determinable impairments; the Commissioner's procedures do not permit the ALJ to simply rely on his finding of non-severity as a substitute for a proper RFC analysis. In this case, the ALJ found that Petitioner's alleged mental impairments were medically determinable but non-severe. He then used language suggesting he had excluded them from consideration as part of his RFC assessment, based on his determination of non-severity. Under the regulations, however, a finding of non-severity alone would not support a decision to prepare an RFC assessment omitting any mental restriction. The ALJ's specific conclusions he reached in this portion of his analysis were unsupported by substantial evidence. Accordingly, the Tenth Circuit reversed the district court's affirmance of the ALJ's decision and remand to the district court with instructions to remand to the Commissioner for further proceedings at step four. View "Wells v. Colvin" on Justia Law

Defendant-Appellant Alfred Anaya was indicted on one count of conspiracy to distribute and possess with intent to distribute cocaine, methamphetamine ("meth"), and marijuana; and on two counts of intimidation of federal witnesses. A jury convicted him on the conspiracy charges related to cocaine and meth and on both counts of intimidation. The district court sentenced him to 292 months in prison for the conspiracy count and 240 months for the intimidation counts, to run concurrently. Defendant argued on appeal (1) insufficiency of the evidence on conspiracy, (2) prosecutorial misconduct, (3) an erroneous willful blindness instruction, and (4) cumulative error. Finding the evidence sufficient to support his convictions, and no error at trial, the Tenth Circuit affirmed. View "United States v. Anaya" on Justia Law

Mark Brooks and Marcus Quinn were arrested in a large Kansas City–area drug distribution operation. They were charged with and convicted of various drug conspiracy charges and sentenced to thirty-five years’ and thirty years’ imprisonment, respectively. They appealed their sentences, arguing that the district court committed many trial and sentencing errors. Upon review, the Tenth Circuit found no reversible error. Furthermore, the Court also concluded that both sentences were procedurally and substantively reasonable. View "United States v. Brooks" on Justia Law