Justia U.S. 10th Circuit Court of Appeals Opinion Summaries

After his wife disappeared in May 2020, the plaintiff became the primary suspect in her case. Significant evidence was collected, and law enforcement focused on the possibility that he had staged the scene to make it appear as an abduction. Despite his consistent claims of innocence and multiple meetings with investigators, prosecutors charged him with first-degree murder in May 2021, even though his wife's body had not been found. Before trial, the defense discovered that prosecutors had withheld exculpatory evidence, leading the State to dismiss charges without prejudice. The plaintiff then filed a federal civil rights lawsuit against various officials involved in his arrest and prosecution, alleging fabrication of evidence, conspiracy, malicious prosecution, and related claims.The United States District Court for the District of Colorado reviewed the complaint, the lengthy arrest affidavit, and the parties' arguments. It granted the defendants' motions to dismiss under Rule 12(b)(6), finding that the plaintiff’s allegations failed to plausibly allege an absence of probable cause for his arrest and prosecution. The court noted the presence of extensive inculpatory facts and determined that the complaint did not sufficiently link individual defendants to the alleged misconduct. Certain claims were also dismissed as conclusory, and some defendants were found to have immunity. The court declined to exercise supplemental jurisdiction over the remaining state law claims.On appeal, the United States Court of Appeals for the Tenth Circuit affirmed the district court’s dismissal. The Tenth Circuit held that the plaintiff’s federal claims for malicious prosecution, fabrication of evidence under the Fourth Amendment, Franks violations, conspiracy, failure to intervene, and municipal liability all required plausible allegations that probable cause was lacking, which the complaint did not provide. The court also found the Fourteenth Amendment claims for fabrication of evidence and reckless investigation deficient due to lack of causal allegations. The judgment of dismissal was affirmed. View "Morphew v. Chaffee County" on Justia Law

A married couple, Michael and Kimberley, became involved in a fraudulent scheme targeting Michael’s employer, National Air Cargo, a company seeking financial stability after bankruptcy. Michael, initially hired as a contractor and later promoted to CFO, began abusing his position by submitting false invoices, with the help of an internal accomplice, resulting in over $5 million in fraudulent payments. Kimberley, who suffered significant gambling and cryptocurrency losses, played an active role by motivating and coercing the accomplice and leveraging her relationship with Michael. The scheme was uncovered after creditors contacted National, leading to internal investigations and the eventual involvement of federal authorities.After the criminal conduct was exposed, the United States District Court for the District of Colorado became involved. Michael was initially arrested and entered into proffer agreements with the government, as did Kimberley. Both provided statements incriminating the other. The government indicted Michael, Kimberley, and their accomplice, Yioulos, on charges including conspiracy, wire fraud, money laundering, and tax fraud. The couple’s legal representation shifted multiple times, with periods of joint and separate counsel, and both filed motions seeking severance of their trials based on antagonistic defenses. The district court denied these motions, finding either no sufficient prejudice or that the motions were untimely.On appeal, the United States Court of Appeals for the Tenth Circuit reviewed whether the Apple cloud search warrant used to obtain Kimberley’s personal data was sufficiently particular and if the district court erred in denying severance. The court found the search warrant lacked sufficient particularity, but concluded the good faith exception applied, so suppression was not warranted. The court also held that neither defendant was entitled to severance, as their motions were untimely and the legal standards for severance were not met. The Tenth Circuit affirmed both convictions and sentences. View "United States v. Tew" on Justia Law

Law enforcement officers in Albuquerque arrested the defendant in February 2022 after observing him exit the driver's seat of a truck reported stolen. The truck contained two passengers, one of whom fled. A search uncovered an unopened vacuum-sealed bundle of methamphetamine weighing 445 grams and an unloaded revolver beneath the driver's seat. An assault rifle with a loaded magazine was found in the passenger seat, and a Ziploc bag containing 84 grams of methamphetamine was located in the back-seat area. The defendant later admitted to moving from the back seat. Evidence at trial included expert testimony regarding the function of the firearms, the value and distribution quantity of the drugs, and the common practice of drug traffickers possessing firearms for protection. Text messages demonstrated the defendant sought firearms after being robbed of drugs and a gun.The United States District Court for the District of New Mexico convicted the defendant of multiple offenses, but only the conviction for possessing firearms in furtherance of a drug-trafficking crime under 18 U.S.C. § 924(c) was at issue in this appeal. The defendant argued that the evidence was insufficient to support the conviction and that the “in furtherance of” language in the statute was unconstitutionally vague as applied to him.The United States Court of Appeals for the Tenth Circuit reviewed the appeal. The court held that, under its precedent, there was sufficient evidence for a rational jury to find that the defendant possessed firearms in furtherance of his drug-trafficking offense. The court also concluded that the statutory language was not unconstitutionally vague as applied. The Tenth Circuit affirmed the conviction, rejecting both the sufficiency and vagueness challenges. View "United States v. Jimenez-Marquez" on Justia Law

The defendant, a pharmacist and owner of a retail pharmacy, was implicated in a federal investigation after concerns arose about the prescribing patterns of a local physician whose patients often filled prescriptions at the defendant’s pharmacy. The government alleged that the defendant improperly filled prescriptions for controlled substances and fraudulently billed Medicaid and Medicare by instituting a policy requiring customers to fill three non-controlled prescriptions for every controlled substance prescription (the “3:1 Policy”), thereby submitting claims for prescriptions that were not medically necessary.Following indictment, the United States District Court for the District of Kansas presided over the defendant’s trial. The jury convicted the defendant on two counts related to the unlawful distribution of controlled substances and two counts of healthcare fraud. On direct appeal, the convictions were affirmed. After the Supreme Court clarified the intent requirement for drug distribution offenses in Ruan v. United States, the defendant filed a motion under 28 U.S.C. § 2255 claiming ineffective assistance of trial counsel for failing to object to a jury instruction about the scienter requirement for distributing controlled substances. The district court vacated the distribution counts but denied relief on the healthcare fraud counts, finding no prejudice as to those.The United States Court of Appeals for the Tenth Circuit reviewed whether the challenged jury instruction affected the convictions for healthcare fraud. The court held that the instruction at issue pertained only to the distribution counts and did not impact the fraud counts, which were based on separate conduct and legal standards. The court affirmed the district court’s denial of relief on the healthcare fraud counts, concluding that any error in the jury instruction did not prejudice the defendant regarding those convictions. View "United States v. Otuonye" on Justia Law

A Tulsa police officer, while responding to a call in September 2016, encountered Terence Crutcher, an unarmed Black man who was behaving erratically. Officer Shelby initially passed Crutcher but stopped after seeing an abandoned SUV in the road. As Shelby investigated the vehicle, Crutcher approached with his hands raised. Shelby, joined by another officer, issued commands to Crutcher, who was slow to comply but largely kept his hands up. As Crutcher reached the SUV, Shelby shot him, and another officer simultaneously deployed a Taser. Crutcher died from the gunshot wound.The administrator of Crutcher’s estate filed suit in the United States District Court for the Northern District of Oklahoma, alleging excessive force under 42 U.S.C. § 1983 against Shelby, as well as claims against the City of Tulsa under state law and Monell v. Department of Social Services for municipal liability. The district court dismissed the Monell claims for failure to state a plausible claim of municipal liability. Subsequently, it granted summary judgment to Shelby on the basis of qualified immunity, concluding that the constitutional right at issue was not clearly established. With no remaining federal claims, the district court dismissed the state-law claim without prejudice.On appeal, the United States Court of Appeals for the Tenth Circuit reviewed these decisions. The Tenth Circuit reversed the grant of summary judgment to Shelby, holding that the district court erred by not viewing the evidence in the light most favorable to the estate and by defining the clearly established right too narrowly. The court found that, under long-standing precedent, using deadly force against an unarmed, nonthreatening individual is clearly established as unconstitutional. However, the Tenth Circuit affirmed the dismissal of the Monell claims, concluding that the estate failed to plausibly allege municipal liability. The case was remanded for further proceedings. View "Manning v. City of Tulsa" on Justia Law

Several rural electricity distribution cooperatives entered into long-term, all-requirements contracts with a generation-and-transmission cooperative, requiring them to purchase nearly all of their electric service from the cooperative through 2050. Some of these distribution cooperatives later sought to terminate their memberships and contracts early. In response, the generation-and-transmission cooperative proposed a methodology for calculating an exit fee and submitted it to the Federal Energy Regulatory Commission (FERC) for approval.FERC initiated hearing procedures to determine a just and reasonable exit-fee methodology. In those proceedings, both the cooperative and FERC’s Trial Staff presented different approaches: the cooperative advocated a lost-revenues approach, while Trial Staff proposed a balance-sheet approach. An administrative law judge found that the cooperative’s methodology was not just and reasonable, but that the balance-sheet approach, with modifications, was. The cooperative sought review from FERC, which agreed with the administrative law judge, rejecting the lost-revenues approach and directing the cooperative to adopt the modified balance-sheet methodology.The cooperative then sought review in the United States Court of Appeals for the Tenth Circuit, arguing that FERC’s adopted methodology was arbitrary and capricious. The Tenth Circuit reviewed FERC’s orders under the standards of the Administrative Procedure Act. The court held that FERC did not act arbitrarily or capriciously in rejecting the lost-revenues approach, adopting the balance-sheet approach, implementing a transmission-crediting mechanism, or applying the methodology to certain members despite existing contracts. The Tenth Circuit concluded that FERC engaged in reasoned decisionmaking, supported by substantial evidence, and denied the petitions for review. View "Tri-State Generation and Transmission Association, v. FERC" on Justia Law

Police stopped a car driven by a man with his girlfriend as a passenger due to traffic violations. The car was registered to the girlfriend, who was cooperative and provided valid documentation. The officers learned the driver was a recently released felon with gang ties and outstanding warrants, while the girlfriend had no criminal history or warrants. After arresting and handcuffing the driver, officers removed the girlfriend from the car, patted her down, and detained her. The officers then conducted a “protective sweep” of the car, discovering a loaded handgun and ammunition under the driver’s seat.The United States District Court for the District of Colorado denied the defendant’s motion to suppress the evidence found during the sweep. The district court concluded that the officers had reasonable suspicion that the girlfriend-passenger was armed and dangerous, relying on her romantic relationship with the driver, who was associated with a gang and being arrested.On appeal, the United States Court of Appeals for the Tenth Circuit reviewed the district court’s denial of suppression de novo. The Tenth Circuit held that the protective sweep of the car was unreasonable under the Fourth Amendment. The court emphasized that reasonable suspicion must be based on the totality of the circumstances and cannot rely solely on a passenger’s association with a suspect. Here, the girlfriend was calm, cooperative, and not suspected of any crime. The court found that her romantic relationship with the driver did not justify a finding that she was armed and dangerous. The Tenth Circuit reversed the district court’s denial of suppression, vacated the conviction, and remanded for further proceedings. View "United States v. Williams" on Justia Law

During a prolonged standoff in Las Vegas, New Mexico, Alejandro Alirez shot Cristal Cervantes and her grandfather inside their home while livestreaming the incident on Facebook. Law enforcement officers from multiple agencies responded after being alerted that Alirez, believed to be armed and mentally ill, was acting erratically at the residence. Upon the deputies’ arrival and their attempt to make contact, gunshots were fired almost immediately, with Cristal and her grandfather ultimately killed during the ordeal. Law enforcement officers established a perimeter and called for tactical support, but Cristal was found unresponsive after Alirez surrendered hours later.The plaintiffs, including Cristal’s personal representative and her mother, brought suit against various law enforcement agencies and officials under 42 U.S.C. § 1983 and New Mexico state law, alleging failure to intervene and negligence. The United States District Court for the District of New Mexico granted summary judgment for all defendants, concluding that qualified immunity barred the § 1983 claims and that the plaintiffs could not prevail on their state-law claims, including negligent investigation, negligent training, and loss of consortium.On appeal, the United States Court of Appeals for the Tenth Circuit affirmed the district court’s judgment. The Tenth Circuit held that the law enforcement officers did not affirmatively act to create or increase the danger to Cristal, a necessary element for liability under the substantive due process “danger-creation” exception, and thus the officers were entitled to qualified immunity. Additionally, the court found that the officers’ inability to intervene was caused by the immediate deadly threat posed by Alirez, precluding liability under New Mexico law for negligent investigation or related torts. The disposition of the case was affirmed in favor of the defendants. View "Salcido v. City of Las Vegas" on Justia Law

A noncitizen defendant, who had lived in Colorado since childhood and was granted relief under the Deferred Action for Childhood Arrivals (DACA) program, was arrested and charged with possessing heroin with intent to distribute after police found 16 pounds of heroin during a stop in Utah. The defendant was concerned about the potential immigration consequences of a guilty plea and repeatedly asked his retained counsel for advice. Counsel told him he could not advise on immigration matters and that the defendant should not worry about deportation until after he was in prison, suggesting he could seek immigration counsel at that time. The plea agreement stated only that the defendant “may” be removed from the United States if not a citizen. Relying on this advice, the defendant pleaded guilty.After sentencing, the defendant filed a motion under 28 U.S.C. § 2255 in the United States District Court for the District of Utah, arguing that his counsel provided ineffective assistance by failing to properly advise him of the automatic immigration consequences of his plea, as required by Padilla v. Kentucky, 559 U.S. 356 (2010). The district court denied the motion, finding that the defendant was sufficiently advised of a risk of deportation and that this met constitutional requirements. The court did not reach the question of prejudice.On appeal, the United States Court of Appeals for the Tenth Circuit reversed. The court held that, under Padilla, when the immigration consequences of a conviction are clear—as they are for a federal controlled substance offense—counsel must provide clear advice that deportation will be “automatic,” “presumptively mandatory,” or “practically inevitable.” The court found the defendant’s counsel failed to do so and provided misleading advice. The Tenth Circuit remanded the case for further proceedings on whether the defendant was prejudiced by counsel’s deficient performance. View "United States v. Aguayo-Montes" on Justia Law

The plaintiff, a senior engineer at a city water-treatment plant, applied for a superintendent position. Despite holding a Ph.D. in engineering and having extensive technical experience, he lacked significant leadership experience. The city’s hiring process initially required a bachelor’s degree in a relevant field, but the city selected a younger, white candidate without a degree who had substantial leadership experience. The plaintiff, a middle-aged man from China, filed a grievance, and the city’s civil-service commission determined that the city had violated its written hiring policies by certifying candidates without the required degree. In response, the city revised the job description, removing the degree requirement and allowing work experience to substitute for education, then repeated the hiring process, ultimately selecting the same candidate.The plaintiff pursued claims in the United States District Court for the Northern District of Oklahoma, alleging race and age discrimination under Title VII, the Age Discrimination in Employment Act, and the Oklahoma Anti-Discrimination Act, as well as retaliation. The district court granted summary judgment to the city on all remaining claims, finding that the plaintiff failed to create a genuine issue of material fact regarding pretext and did not establish a prima facie case of retaliation.The United States Court of Appeals for the Tenth Circuit affirmed the district court’s decision. The Tenth Circuit held that the plaintiff did not submit evidence from which a reasonable jury could find that the city’s stated preference for leadership experience was pretext for unlawful discrimination. The court found no sufficient evidence of procedural irregularities or subjectivity to support an inference of pretext, nor an overwhelming disparity in qualifications. The Tenth Circuit further held that the plaintiff failed to show pretext for retaliation, as the city’s explanation for changing the job requirements was not contradicted. The district court’s judgment was affirmed. View "Jiang v. City of Tulsa" on Justia Law